Business Details
Your Trusted Partner for Accounting & Compliance Solutions
At Futures Accounting and Compliance, we are a comprehensive financial services firm dedicated to meeting the diverse needs of our clients. For over 30 years, we have specialized in Introducing Broker (IB), Commodity Trading Advisor (CTA), and Commodity Pool Operator (CPO) accounting and compliance services, alongside CPA services provided by Chawla Group CPAs, LLC. Our mission is to empower NFA member firms by delivering innovative, reliable, and comprehensive accounting and compliance solutions. We demystify financial accounting and regulatory compliance complexities through personalized strategies tailored to each client's unique needs.Founded by Jas Chawla, a former NFA auditor with five years of experience auditing commodity firms, our team combines deep industry expertise with a commitment to excellence, integrity, and client success. We adhere to stringent regulatory requirements and industry best practices, ensuring our clients' accounting and compliance processes meet the highest standards of integrity and confidentiality. Our client-centric approach prioritizes customized solutions, transparent communication, and long-term partnerships, fostering trust and supporting clients in achieving their financial aspirations.
Services
Commodity Pool Operators
Commodity Trading Advisors
Introducing Broker Services
Tax Preparation & Planning
Audit & Assurance
Highlights and features
- We have over 30 years of experience in commodity accounting and compliance services.
- Our team consists of certified experts with extensive industry knowledge.
- We adhere to stringent regulatory requirements and industry best practices.
- We offer personalized solutions tailored to your unique financial needs.
- We provide dedicated support with open communication channels.
Services
Commodity Pool Operators (CPO)
We provide comprehensive Commodity Pool Operator (CPO) services tailored to optimize financial reporting and compliance adherence. Our solutions include quarterly reporting, monthly fund accounting, tax preparation, and regulatory compliance audits. With expertise in NFA and CFTC regulations, we help clients safeguard assets through robust risk management and internal controls.
Commodity Trading Advisors (CTA)
Our CTA services include performance accounting, quarterly reporting, and compliance with CFTC regulations. We deliver composite performance reports and assist with disclosure documents, ensuring transparency and ethical practices. Our team leverages advanced analytical tools to enhance trading performance and mitigate regulatory risks.
Introducing Broker (IB)
We offer tailored Introducing Broker (IB) services, including semi-annual 1-FR filings, monthly accounting, tax planning, and compliance with AML and ISSP procedures. Our mock NFA audits and regulatory support ensure clients meet industry standards while maintaining financial integrity.
Audit & Assurance
Our audit services provide accurate financial reporting and regulatory compliance assurance. We conduct thorough examinations of financial records and internal controls, offering actionable recommendations to improve processes and reduce non-compliance risks. Services include financial statement audits and regulatory compliance reviews.
Tax Preparation & Planning
We specialize in strategic tax planning and preparation for individuals and businesses, minimizing liabilities while ensuring compliance. Our services include financial statement preparation, bookkeeping, payroll, and tax resolution, all delivered with a proactive approach to regulatory changes.
People
Jas Chawla
Founder
Jas Chawla, founder of Futures Accounting and Compliance, has over 30 years of experience in commodity accounting and compliance. A former NFA auditor, he established the firm to provide specialized services tailored to the needs of commodity firms, leveraging his deep industry expertise to ensure regulatory compliance and financial excellence.
Questions
What services does Futures Accounting and Compliance offer?
We specialize in CPO, CTA, IB accounting and compliance, audit assurance, tax planning, and regulatory support tailored to financial firms.
How long has Futures Accounting and Compliance been in business?
We have over 30 years of experience serving NFA member firms with accounting and compliance needs.
Are your services compliant with NFA and CFTC regulations?
Yes, we adhere to stringent regulatory requirements and industry best practices for all our services.
Do you offer personalized solutions for clients?
Yes, we tailor our services to meet each client's unique financial and compliance requirements.
Can you assist with tax resolution services?
Yes, we provide representation and negotiation for IRS disputes, tax debts, and audits.
